Twelve firms to pay $63.1 million in fines for recordkeeping failures - Finextra Research

Retrieved on: 2025-01-14 22:53:28

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Twelve firms to pay $63.1 million in fines for recordkeeping failures - Finextra Research. View article details on hiswai:

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Kohlberg Kravis Roberts & Co. L.P. agreed to pay a $11 million penalty; Charles Schwab & Co., Inc. agreed to pay a $10 million penalty; Apollo ...

Article found on: www.finextra.com