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SEC Urges 1st Circ. To Uphold $93M Win Over Financial Firm - Law360

Retrieved on: 2024-10-10 23:05:16

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SEC Urges 1st Circ. To Uphold $93M Win Over Financial Firm - Law360. View article details on hiswai:

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... Fidelity Investments affiliate that clears trades. The judge ordered Commonwealth Financial to pay $65 million in disgorgement for its ill-gotten ...

Article found on: www.law360.com

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