SEC adopts rules requiring the reporting of securities loans and the disclosure of short sales

Retrieved on: 2023-11-14 22:27:31

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United States securities law

73rd United States Congress

U.S. Securities and Exchange Commission

Financial markets

Financial Industry Regulatory Authority

Securities lending

Security

Securities Exchange Act

Short

National Market System

Municipal Securities Rulemaking Board

Registered Investment Adviser

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SEC adopts rules requiring the reporting of securities loans and the disclosure of short sales. View article details on hiswai:

Excerpt

5 “Institutional investment manager” has the same meaning as in section 13(f)(6)(A) of the 1934 Act. See Rule 13f-2(b)(1). 6 “Equity security” has the ...

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