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LPL Rep Sold Complex Product to 95 Year-Old Client, Violating Reg BI - ThinkAdvisor

Retrieved on: 2025-08-11 14:58:38

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LPL Rep Sold Complex Product to 95 Year-Old Client, Violating Reg BI - ThinkAdvisor. View article details on hiswai:

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Brenton Ditto recommended that a 95-year-old client invest in Government National Mortgage Association (GNMA) support class bonds. The account was ...

Article found on: www.thinkadvisor.com

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